My client, a leading provider of financial services and solutions, is adding a Compliance Counsel to its team. Specializing in regulatory compliance and contract review within the financial, mortgage, insurance and lending sector, you will be responsible for providing legal counsel and support related to regulatory compliance, risk management and contractual matters. Reporting to the General Counsel, you will play a crucial role in ensuring the company's policies, procedures, controls, tests, training materials, and contracts are legally sound, compliant with industry regulations, and aligned with business objectives.
Responsibilities
Regulatory Compliance:
Risk Management and Due Diligence:
Contract Review and Drafting:
Contract Lifecycle Management:
Day-To-Day Legal Advice and Representation :
Qualifications
Juris Doctor (JD) degree from an accredited law school.
Licensed to practice law and in good standing in the State of Florida (preferred) OR licensed to practice law and in good standing in a United States jurisdiction where you reside and eligible for certification as Authorized House Counsel with the Florida State Bar and Supreme Court.
5+ years of experience practicing regulatory compliance law with a focus on compliance and risk, preferably within the mortgage, financial, banking, insurance or lending industries. In-depth knowledge of financial regulations, and industry-specific legal requirements (e.g., RESPA, Reg X, GLBA, Reg P, TILA, Reg Z, HMDA, The Dodd-Frank Act, UDAAP, etc.) strongly preferred.
Corporate experience, including commercial transactions and contract review and negotiation a plus.
Prior in-house experience preferred.
Strong analytical, drafting, negotiation, and communication skills, with the ability to interact effectively with diverse stakeholders.
Exceptional communication skills, both written and verbal.
Experience conducting legal research, due diligence, risk assessments, and compliance audits.
Proficiency in legal software, Lexis Nexis, contract management tools, and Microsoft Office Suite.
Demonstrated ability to work independently, prioritize tasks, and handle multiple projects in a fast-paced environment.
Certification in compliance (CRCM, CCEP, CAMS) is a plus.
Compensation
Base salary range $138,000-$160,000 with final compensation determined by factors including skills, education, and/or experience
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